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{"sheet":"I.业务概况","index":0,"n_rows":27,"n_cols":9,"rows_kept":27,"cut":false,"hidden":false,"merged":[[22,8,24,9]]}
["1.场外证券业务年度开展概况表"]
["序号","业务种类","是否开展","开展该业务部门数量","开展该业务的部门","开展该业务部门情况说明及分工情况","2019年业务开展计划","是否已在“场外证券业务报告系统”中进行过首次备案","是否定期在“场外证券业务报告系统”中进行提交数据报告"]
[null,"填报要求","请选择“是”或“否”","请填写阿拉伯数字，未开展请不要填写","请按照顺序填写：\n1.XX部门\n2.XX部门\n3.XX部门","请按照顺序填写：\n1.XX部门负责...\n2.XX部门负责...\n4.XX部门负责…","请在下拉列表选项中直接选择","请选择“是”或“否”","请选择“是”或“否”"]
[1,"场外金融衍生品交易业务"]
[2,"场外证券销售业务"]
[3,"场外登记结算托管业务"]
[4,"场外融资业务"]
[5,"场外自营与做市业务"]
[6,"场外投资咨询业务"]
[7,"场外财务顾问业务"]
[8,"场外经纪业务"]
[9,"场外证券产品信用评级"]
[10,"场外证券市场增信业务"]
[11,"场外证券信息服务业务"]
[12,"场外证券中间介绍业务"]
[13,"柜台市场业务"]
[14,"区域市场业务"]
[15,"收益凭证发行业务"]
[]
[]
["2.场外证券业务联系人表"]
["序号","机构","场外业务合规联系人","部门","联系电话","联系人手机","电子邮箱","填表日期"]
[null,"填报要求","作为公司日常场外业务合规联系人，负责联系、协调、监督公司，依法依规履行相关义务","填写部门名称","格式如下：区号-电话-分机号（若有分机）","填写手机号","填写邮箱地址","格式如下：2019年XX月XX日","请务必填写两位同事的联系方式"]
[1,"XX公司（全称）","联系人姓名"]
[2,"XX公司（全称）","联系人姓名（备岗）"]
[]
["注意：请各场外证券业务经营机构定期、及时、准确、完整更新“场外证券业务报告系统中”所开立的各账户的持有人基本信息"]

{"sheet":"II.场外衍生品业务","index":1,"n_rows":53,"n_cols":12,"rows_kept":53,"cut":false,"hidden":false,"merged":[]}
["1.部门联系人表（若有多个部门同时开展业务，请增添表行、分别填写）"]
["部门","人员类别","姓名","职务","座机","手机","邮箱"]
[null,"分管领导",null,null,"区号-电话-分机号（若有分机）"]
[null,"期权部门负责人"]
[null,"互换部门负责人"]
[null,"合规部门负责人"]
[null,"期权日常业务联系人"]
[null,"互换日常业务联系人"]
[null,"部门年报联系人"]
[null,"日常报告联系人"]
[null,"合规部门联系人"]
[]
[]
[]
["2.业务开展情况表（该表不分部门统计，业务开展场所包括：本公司柜台、报价系统、银行间市场等场所；不包括新三板）"]
["序号","业务类型","是否开展","开展场所","开展部门数量","备注"]
[null,"填报要求","请选择“是”或“否”","请在下拉列表选项中直接选择","请在下拉列表选项中直接选择","请注明该项业务起始时间，如有其他需要说明的内容，请填写文字"]
[1,"场外期权业务"]
[2,"收益互换业务"]
[]
["3.主协议类型统计表"]
["序号","主协议类型","是否签署","开展场所","签署数量","交易类型","是否在该主协议下开展过该标的类型：权益类\n（包括A股股票、股指期货）","是否在该主协议下开展过该标的类型：大宗商品类\n（包括黄金在内的期货、现货）","是否在该主协议下开展过该标的类型：债券类\n（包括可转债在内的沪深交易所、银行间市场相关债券品种）","是否在该主协议下开展过该标的类型：货币类\n（包括人民币在内的货币汇率）","是否在该主协议下开展过该标的类型：利率类\n（包括人民币在内的货币利率）","是否在该主协议下开展过该标的类型：信用类\n（包括CRM、CDS在内的衍生品）"]
[null,"填报要求","请选择“是”或“否”","请在下拉列表选项中直接选择","请填写阿拉伯数字，单位：笔\n未开展请不要填写","请在下拉列表选项中直接选择","请在下拉列表选项中直接选择","请在下拉列表选项中直接选择","请在下拉列表选项中直接选择","请在下拉列表选项中直接选择","请在下拉列表选项中直接选择","请在下拉列表选项中直接选择"]
[1,"SAC"]
[2,"NAFMII"]
[3,"ISDA"]
[4,"SAC（信用保护合约专用版）"]
[5,"其他（请说明）"]
[]
["4. 交易对手方及其签订协议统计 "]
["协议版本","数据类别","累积交易对手方数量","存续交易对手方数量","累积主协议数量","存续主协议数量","累积补充协议数量","存续补充协议数量","累积签署场外期权交易确认书","存续场外期权交易确认书","累积签署收益互换交易确认书","存续收益互换交易确认书"]
[null,"填报要求","请填写阿拉伯数字，单位：个\n未开展请不要填写","请填写阿拉伯数字，单位：个\n未开展请不要填写","请填写阿拉伯数字，单位：笔\n未开展请不要填写","请填写阿拉伯数字，单位：笔\n未开展请不要填写","请填写阿拉伯数字，单位：笔\n未开展请不要填写","请填写阿拉伯数字，单位：笔\n未开展请不要填写","请填写阿拉伯数字，单位：笔\n未开展请不要填写","请填写阿拉伯数字，单位：笔\n未开展请不要填写","请填写阿拉伯数字，单位：笔\n未开展请不要填写","请填写阿拉伯数字，单位：笔\n未开展请不要填写"]
["SAC","2017年底"]
[null,"2018年底"]
["SAC（信用保护合约专用版）","2018年底"]
["NAFMII","2017年底"]
[null,"2018年底"]
["ISDA","2017年底"]
[null,"2018年底"]
[]
["5.业务规模数据统计 "]
["版本","类别","截止2017年底历史累计新增初始交易","截止2018年底历史累计新增初始交易","2017年新增初始交易","2018年新增初始交易","截止2017年底未了结交易","截止2018年底未了结交易"]
[null,"填报要求","请填写阿拉伯数字，单位：万元\n未开展请不要填写","请填写阿拉伯数字，单位：万元\n未开展请不要填写","请填写阿拉伯数字，单位：万元\n未开展请不要填写","请填写阿拉伯数字，单位：万元\n未开展请不要填写","请填写阿拉伯数字，单位：万元\n未开展请不要填写","请填写阿拉伯数字，单位：万元\n未开展请不要填写"]
["SAC","互换"]
[null,"期权"]
[null,"远期"]
["NAFMII","互换"]
[null,"期权"]
[null,"远期"]
["ISDA","互换"]
[null,"期权"]
[null,"远期"]
["SAC（信用保护合约专用版）","互换","—",null,"—",null,"—"]

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[null,"分管领导",null,null,"区号-电话-分机号（若有分机）"]
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[null,"日常业务联系人"]
[null,"日常业务联系人"]
[null,"部门年报联系人"]
[null,"部门日常报告联系人"]

{"sheet":"IV.场外证券登记结算托管","index":3,"n_rows":20,"n_cols":7,"rows_kept":20,"cut":false,"hidden":false,"merged":[]}
["1.部门联系人表（若有多个部门同时开展业务，请增添表行、分别填写）"]
["部门","人员类别","姓名","职务","座机","手机","邮箱"]
[null,"分管领导",null,null,"区号-电话-分机号（若有分机）"]
[null,"部门负责人"]
[null,"日常业务联系人"]
[null,"日常业务联系人"]
[null,"部门年报联系人"]
[null,"部门日常报告联系人"]
[]
["2.业务开展情况表（该表不分部门统计）"]
["序号","产品类型","是否为该类产品提供登记结算服务","是否为该类产品提供托管服务","业务规模（请填写每月平均登记、托管、结算的产品只数）","备注"]
[null,"填报要求","请选择“是”或“否”","请选择“是”或“否”","请在下拉列表选项中直接选择","如有，请填写文字"]
[1,"基金份额（公募）"]
[2,"资产证券化产品份额"]
[3,"资产管理计划份额"]
[4,"基金专户份额"]
[5,"私募基金份额"]
[6,"债券"]
[7,"收益凭证"]
[8,"其他产品（请说明）"]

{"sheet":"V.场外融资业务","index":4,"n_rows":20,"n_cols":7,"rows_kept":20,"cut":false,"hidden":false,"merged":[]}
["1.部门联系人表（若有多个部门同时开展业务，请增添表行、分别填写）"]
["部门","人员类别","姓名","职务","座机","手机","邮箱"]
[null,"分管领导",null,null,"区号-电话-分机号（若有分机）"]
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[null,"日常业务联系人"]
[null,"日常业务联系人"]
[null,"部门年报联系人"]
[null,"部门日常报告联系人"]
[]
["2.业务开展情况表（该表不分部门统计，业务开展场所包括：本公司柜台、报价系统、银行间市场等场所；不包括新三板）"]
["序号","业务类型","是否开展","开展场所","备注"]
[null,"填报要求","请选择“是”或“否”","请在下拉列表选项中直接选择","如有，请填写文字"]
[1,"场外股权质押（包括A股、新三板、未上市公司）"]
[2,"场外质押融资（包括资管计划、债券等产品，不包含股权、银行间市场相关业务）"]
[3,"银行间质押融资（包括债券质押回购、买断式回购等）"]
[4,"融资业务收益权转让（包括两融收益权转让、质押回购业务收益权转让等）"]
[5,"银行间同业拆借业务"]
[6,"限制性股票融资"]
[7,"债券代持业务"]
[8,"其他业务（请说明）"]

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["1.部门联系人表（若有多个部门同时开展业务，请增添表行、分别填写）"]
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[null,"分管领导",null,null,"区号-电话-分机号（若有分机）"]
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[null,"日常业务联系人"]
[null,"日常业务联系人"]
[null,"部门年报联系人"]
[null,"部门日常报告联系人"]

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["部门","人员类别","姓名","职务","座机","手机","邮箱"]
[null,"分管领导",null,null,"区号-电话-分机号（若有分机）"]
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[null,"日常业务联系人"]
[null,"日常业务联系人"]
[null,"部门年报联系人"]
[null,"部门日常报告联系人"]

{"sheet":"VIII.场外投资咨询业务","index":7,"n_rows":16,"n_cols":7,"rows_kept":16,"cut":false,"hidden":false,"merged":[]}
["1.部门联系人表（若有多个部门同时开展业务，请增添表行、分别填写）"]
["部门","人员类别","姓名","职务","座机","手机","邮箱"]
[null,"分管领导",null,null,"区号-电话-分机号（若有分机）"]
[null,"部门负责人"]
[null,"日常业务联系人"]
[null,"日常业务联系人"]
[null,"部门年报联系人"]
[null,"部门日常报告联系人"]
[]
["2.业务开展情况表（该表不分部门统计）"]
["年度","全年合同签订数量","年末未了结合约数量","合约平均持续时间长度（从签订到了结）"]
["填写说明","请填写阿拉伯数字，未开展请不要填写","请填写阿拉伯数字，未开展请不要填写","请在下拉列表选项中直接选择"]
[2015]
[2016]
[2017]
[2018]

{"sheet":"IX.场外财务顾问业务","index":8,"n_rows":16,"n_cols":7,"rows_kept":16,"cut":false,"hidden":false,"merged":[]}
["1.部门联系人表（若有多个部门同时开展业务，请增添表行、分别填写）"]
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[null,"分管领导",null,null,"区号-电话-分机号（若有分机）"]
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[null,"日常业务联系人"]
[null,"部门年报联系人"]
[null,"部门日常报告联系人"]
[]
["2.业务开展情况表（该表不分部门统计）"]
["年度","全年合同签订数量","年末未了结合约数量","合约平均持续时间长度（从签订到了结）"]
["填写说明","请填写阿拉伯数字，未开展请不要填写","请填写阿拉伯数字，未开展请不要填写","请在下拉列表选项中直接选择"]
[2015]
[2016]
[2017]
[2018]

{"sheet":"X.场外经纪业务","index":9,"n_rows":8,"n_cols":7,"rows_kept":8,"cut":false,"hidden":false,"merged":[]}
["1.部门联系人表（若有多个部门同时开展业务，请增添表行、分别填写）"]
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[null,"部门年报联系人"]
[null,"部门日常报告联系人"]

{"sheet":"XI.场外自营与做市业务","index":10,"n_rows":8,"n_cols":7,"rows_kept":8,"cut":false,"hidden":false,"merged":[]}
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[null,"日常业务联系人"]
[null,"日常业务联系人"]
[null,"部门年报联系人"]
[null,"部门日常报告联系人"]

{"sheet":"XII.场外证券产品信用评级业务","index":11,"n_rows":8,"n_cols":7,"rows_kept":8,"cut":false,"hidden":false,"merged":[]}
["1.部门联系人表（若有多个部门同时开展业务，请增添表行、分别填写）"]
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[null,"日常业务联系人"]
[null,"日常业务联系人"]
[null,"部门年报联系人"]
[null,"部门日常报告联系人"]

{"sheet":"XIII.场外证券市场增信业务","index":12,"n_rows":8,"n_cols":7,"rows_kept":8,"cut":false,"hidden":false,"merged":[]}
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[null,"日常业务联系人"]
[null,"部门年报联系人"]
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